Alexander Carruthers

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 6 Jan 2026)
    • CF30 Customer (since 23 Dec 2025)
    • [FCA CF] Client dealing (7 Jul 2023 to 27 Dec 2023)
    • [FCA CF] Functions requiring qualifications (7 Jul 2023 to 27 Dec 2023)
  • Armstrongs Wealth Planning Ltd

    FRN 825146

    • (4)Employed By (since 23 Dec 2025)
  • Westerby Investment Management Limited (no longer approved here)

    FRN 125286

    • [FCA CF] Functions requiring qualifications (2 Apr 2025 to 2 Dec 2025)
    • [FCA CF] Client dealing (2 Apr 2025 to 2 Dec 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (13 Sep 2021 to 16 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Armstrongs Wealth Planning Ltd

  2. controlled function added: (4)Employed By at Armstrongs Wealth Planning Ltd