Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)
    • (1)Employed By (since 16 Aug 2010)
  • Henderson Stone & Co Ltd (no longer approved here)

    FRN 226516

    • (44)Employed By (25 May 2004 to 15 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Campbell McLaughlan

  2. controlled function added: (1)Employed By at Alexander Campbell McLaughlan