Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Lomond Financial Management Group Ltd
FRN 488153
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (21 May 2018 to 31 Dec 2025)
- CF30 Customer (21 May 2018 to 31 Dec 2025)
-
- (1)Employed By (21 May 2018 to 31 Dec 2025)
-
- Employed By (13 Jan 2010 to 31 Dec 2025)
-
- Employed By (21 Dec 2006 to 6 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.