Alexander Buchanan Sen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Invesco Asset Management Limited
FRN 122674
- 14. Managing investments
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (28 Jul 2015 to 8 Dec 2019)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF30 Customer (28 Jun 2011 to 29 Jun 2015)
Schroder Investment Management Limited (no longer approved here)
FRN 119348
- CF30 Customer (3 Sep 2008 to 27 May 2011)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- CF30 Customer (3 Sep 2008 to 27 May 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.