Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stifel Nicolaus Europe Limited
FRN 190412
- [FCA CF] Manager of certification employee (since 1 Nov 2023)
- [FCA CF] Client dealing (since 1 Dec 2020)
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- CF4 Partner (AR) (23 Jan 2020 to 7 Oct 2020)
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- CF30 Customer (21 Nov 2018 to 21 Nov 2019)
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- CF30 Customer (13 Dec 2012 to 21 Nov 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.