Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 28 May 2023)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (24 May 2007 to 31 Oct 2007)
  • DZ Bank AG, Deutsche Zentral-Genossenschaftsbank (no longer approved here)

    FRN 114029

    • CF26 Customer Trading (1 Dec 2001 to 24 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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