Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 3 Oct 2024)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (27 Nov 2012 to 6 Mar 2016)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 3 Oct 2024)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (27 Nov 2012 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (3 Oct 2024 to 29 Jan 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2025)
- CF30 Customer (28 Nov 2014 to 8 Dec 2019)
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- CF30 Customer (20 Oct 2008 to 17 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.