Alexander Arnold MacPhee

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothschild & Co Wealth Management UK Limited

    FRN 218613

    • [FCA CF] Material risk taker (since 1 Jan 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 31 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2020)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (8 Aug 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (27 Nov 2002 to 4 Sep 2009)
    • CF10 Compliance Oversight (27 Nov 2002 to 4 Sep 2009)
    • CF1 Director (27 Nov 2002 to 20 Dec 2002)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF1 Director (1 Dec 2001 to 31 Jan 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jan 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 31 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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