Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 5 Dec 2019)
- CF30 Customer (since 18 May 2018)
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- (2)Employed By (since 21 Nov 2019)
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- Employed By (31 May 2013 to 3 Sep 2018)
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- Employed By (21 Mar 2011 to 3 Sep 2018)
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- Employed By (18 Jun 2010 to 21 Dec 2015)
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- CF30 Customer (18 Jun 2010 to 3 Sep 2018)
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- CF30 Customer (8 Sep 2009 to 3 May 2010)
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- CF30 Customer (1 Jan 2009 to 18 Sep 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.