Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (15 May 2018 to 25 Mar 2022)
    • [FCA CF] Manager of certification employee (15 May 2018 to 25 Mar 2022)
    • CF30 Customer (29 Aug 2012 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (29 Aug 2012 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (23 Feb 2011 to 30 May 2012)
    • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (12 Oct 2004 to 6 Apr 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (12 Oct 2004 to 6 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.