Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 22 Feb 2021)
    • [FCA CF] Manager of certification employee (since 22 Feb 2021)
    • [FCA CF] Manager of certification employee (since 22 Feb 2021)
    • [FCA CF] Client dealing (since 22 Feb 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (7 Aug 2020 to 18 Feb 2021)
    • [FCA CF] Client dealing (15 Mar 2019 to 18 Feb 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (19 Sep 2018 to 15 Feb 2019)
    • [FCA CF] Material risk taker (2 Nov 2016 to 15 Feb 2019)
    • [FCA CF] Client dealing (2 Nov 2016 to 15 Feb 2019)
    • CF30 Customer (9 Dec 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.