Alex Thomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (15 Apr 2025 to 18 Jun 2025)
    • [FCA CF] Manager of certification employee (29 Sep 2021 to 5 Apr 2022)
    • [FCA CF] Client dealing (7 Nov 2016 to 18 Jun 2025)
    • CF30 Customer (15 Oct 2012 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (15 Apr 2025 to 18 Jun 2025)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 6 Apr 2012)
    • CF22 Investment Adviser (Trainee) (5 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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