Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 4 Jul 2023)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • [FCA CF] Functions requiring qualifications (26 Mar 2020 to 12 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.