Alex Robert Williams

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Trust Securities LLP

    FRN 465131

    • [FCA CF] Manager of certification employee (since 8 Aug 2024)
    • [FCA CF] Material risk taker (since 2 Oct 2023)
    • [FCA CF] Client dealing (since 1 Mar 2020)
    • CF30 Customer (2 Sep 2013 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 22 Apr 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.