Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Manager of certification employee (since 8 Jul 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Oct 2024)
- [FCA CF] Material risk taker (since 17 Oct 2024)
- [FCA CF] Client dealing (since 31 May 2024)
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- [PRA CF] Significant risk taker or Material risk taker (2 Oct 2023 to 31 Jan 2025)
- [FCA CF] Material risk taker (2 Oct 2023 to 31 Jan 2025)
- [FCA CF] Manager of certification employee (23 Sep 2020 to 31 Jan 2025)
- [FCA CF] Client dealing (13 Aug 2018 to 31 Jan 2025)
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- CF30 Customer (18 Feb 2015 to 6 Mar 2016)
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- CF30 Customer (18 Feb 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.