Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Manager of certification employee (since 8 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Oct 2024)
    • [FCA CF] Material risk taker (since 17 Oct 2024)
    • [FCA CF] Client dealing (since 31 May 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (2 Oct 2023 to 31 Jan 2025)
    • [FCA CF] Material risk taker (2 Oct 2023 to 31 Jan 2025)
    • [FCA CF] Manager of certification employee (23 Sep 2020 to 31 Jan 2025)
    • [FCA CF] Client dealing (13 Aug 2018 to 31 Jan 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (18 Feb 2015 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (18 Feb 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.