Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 2 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Apr 2018 to 2 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Mar 2018 to 2 Dec 2022)
    • [FCA CF] Material risk taker (1 Mar 2018 to 2 Dec 2022)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 1 Mar 2018)
    • CF29 Significant management (3 Aug 2012 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 4 May 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.