Alex Mais

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 3 Oct 2016)
    • [FCA CF] Manager of certification employee (since 3 Oct 2016)
    • CF30 Customer (28 Feb 2014 to 6 Mar 2016)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF21 Investment Adviser (9 May 2002 to 8 Apr 2004)
    • CF26 Customer Trading (1 Mar 2002 to 9 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.