Alex Julian Lander

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sentinel Regulatory Services Ltd
FRN 1007903
- SMF3 Executive Director (since 2 Sep 2024)
- SMF16 Compliance Oversight (since 2 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Sep 2024)
Connor Broadley Ltd (no longer approved here)
FRN 468321
- CF11 Money Laundering Reporting (19 Jun 2015 to 29 Aug 2017)
- CF10 Compliance Oversight (19 Jun 2015 to 29 Aug 2017)
City Asset Management Plc (no longer approved here)
FRN 122483
- CF1 Director (1 Oct 2013 to 4 Nov 2014)
- CF11 Money Laundering Reporting (1 Oct 2013 to 4 Nov 2014)
- CF10 Compliance Oversight (1 Oct 2013 to 4 Nov 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.