Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lumon Risk Management Ltd
FRN 671108
- [FCA CF] Client dealing (since 16 Mar 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 24 Mar 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jan 2020)
- CF11 Money Laundering Reporting (29 Jan 2018 to 8 Dec 2019)
- CF10a CASS Oversight function (14 Jul 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Sep 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.