Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 12 May 2021)
- CF30 Customer (since 6 May 2021)
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- Employed By (since 6 May 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Dec 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.