Alex Henney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (16 Oct 2015 to 6 Mar 2016)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (8 May 2013 to 17 Jul 2015)
STIFEL EUROPE LIMITED (no longer approved here)
FRN 178733
- (264)CF21 Investment Adviser (23 Jan 2004 to 11 Jun 2004)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2002)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (264)CF21 Investment Adviser at STIFEL EUROPE LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.