Alex Ells

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (18 Aug 2020 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jan 2019 to 28 Oct 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (16 Jan 2019 to 28 Oct 2021)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jan 2019 to 28 Oct 2021)
    • [FCA CF] Client dealing (25 Sep 2018 to 28 Oct 2021)
    • CF21 Investment Adviser (30 Nov 2002 to 15 May 2004)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Algorithmic trading (7 Sep 2016 to 27 Apr 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 Apr 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Apr 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (22 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.