Alex Cooper

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BRITANNIA GLOBAL MARKETS LIMITED
FRN 114159
- [FCA CF] Client dealing (since 17 Feb 2025)
R.J. O'Brien Limited (no longer approved here)
FRN 114120
- [FCA CF] Client dealing (17 Oct 2022 to 18 Apr 2023)
BGC Brokers L.P (no longer approved here)
FRN 454814
- [FCA CF] Client dealing (22 Jun 2020 to 22 Oct 2021)
Marex Spectron International Limited (no longer approved here)
FRN 193027
- CF30 Customer (25 Oct 2017 to 14 Feb 2018)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (13 Jun 2016 to 8 Dec 2019)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (30 Oct 2013 to 6 Mar 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (5 Mar 2010 to 28 Jun 2013)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (21 Jan 2009 to 11 Jan 2010)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.