Alex Bianchi

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • A. BIANCHI FINANCIAL SOLUTIONS LIMITED

    FRN 706327

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (7 Dec 2015 to 8 Dec 2019)
    • CF1 Director (7 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (7 Dec 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (7 Dec 2015 to 30 Sep 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 1 Aug 2016)
    • CF21 Investment Adviser (16 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jun 2004 to 16 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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