Alex Barnes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 11 Dec 2023)
    • [FCA CF] Client dealing (since 22 Oct 2018)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 11 Dec 2023)
    • [FCA CF] Client dealing (since 22 Oct 2018)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Sep 2006 to 1 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.