Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 20 Aug 2025)
- [FCA CF] Client dealing (since 23 Jun 2025)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Material risk taker (since 20 Aug 2025)
- [FCA CF] Client dealing (since 23 Jun 2025)
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 23 Jun 2025)
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- [FCA CF] Material risk taker (1 Jan 2024 to 18 Mar 2025)
- [FCA CF] Client dealing (17 Apr 2023 to 18 Mar 2025)
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- [PRA CF] Significant risk taker or Material risk taker (18 Oct 2021 to 1 Apr 2023)
- [FCA CF] Material risk taker (18 Oct 2021 to 1 Apr 2023)
- [FCA CF] Client dealing (4 Dec 2017 to 1 Apr 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.