Alessandro Merlo

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • [FCA CF] Manager of certification employee (27 Aug 2020 to 12 Jul 2023)
    • [FCA CF] Material risk taker (27 Aug 2020 to 12 Jul 2023)
    • [FCA CF] Client dealing (27 Aug 2020 to 12 Jul 2023)
    • CF30 Customer (13 Jan 2015 to 8 Dec 2019)
  • UBS Asset Management Funds Ltd (no longer approved here)

    FRN 141661

    • [FCA CF] Client dealing (27 Aug 2020 to 30 Nov 2021)
    • [FCA CF] Manager of certification employee (27 Aug 2020 to 30 Nov 2021)
    • [FCA CF] Material risk taker (27 Aug 2020 to 31 Dec 2021)
    • CF30 Customer (13 Jan 2015 to 8 Dec 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (11 Aug 2009 to 20 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.