Alessandro Mazza

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (4 Sep 2023 to 25 May 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (29 Jun 2020 to 15 Feb 2023)
    • [FCA CF] Manager of certification employee (29 Jun 2020 to 15 Feb 2023)
    • [FCA CF] Material risk taker (29 Jun 2020 to 12 Nov 2021)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (29 Jun 2020 to 12 Nov 2021)
    • [FCA CF] Client dealing (29 Jun 2020 to 15 Feb 2023)
    • [FCA CF] Manager of certification employee (29 Jun 2020 to 15 Feb 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (1 Jan 2020 to 9 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 9 Jun 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 Mar 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (30 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.