Alessandro Cozzani

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A.

    FRN 124642

    • [FCA CF] Significant management (since 15 Feb 2022)
    • [FCA CF] Manager of certification employee (since 23 Feb 2017)
    • [FCA CF] Material risk taker (since 23 Feb 2017)
    • [FCA CF] Client dealing (since 23 Feb 2017)
    • CF30 Customer (30 Aug 2013 to 6 Mar 2016)
  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Significant management (since 15 Feb 2022)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (9 Apr 2010 to 9 May 2011)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 26 Feb 2010)
    • CF21 Investment Adviser (19 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jan 2006 to 19 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

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