Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jan 2023)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 1 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (4 Nov 2019 to 17 Nov 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 1 Nov 2023)
    • [FCA CF] Material risk taker (4 Nov 2019 to 1 Nov 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (1 Jan 2021 to 1 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (4 Nov 2019 to 17 Nov 2023)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (4 Nov 2019 to 17 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.