Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shackleton Advisers Limited
FRN 163291
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 15 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 15 Jul 2025)
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- [FCA CF] Client dealing (15 May 2023 to 12 Jun 2025)
- [FCA CF] Functions requiring qualifications (15 May 2023 to 12 Jun 2025)
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- Appointed representative dealing with clients for which they require qualification (14 Jan 2020 to 28 Apr 2023)
- CF30 Customer (31 Dec 2019 to 28 Apr 2023)
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- (4)Employed By (31 Dec 2019 to 28 Apr 2023)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Anderson Financial Management Ltd
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controlled function added: (4)Employed By at Anderson Financial Management Ltd