Aleksander Zupan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Deutsche Bank AG (no longer approved here)
FRN 150018
- [FCA CF] Client dealing (26 Feb 2019 to 26 Apr 2019)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (12 Nov 2008 to 16 Nov 2012)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF21 Investment Adviser (9 May 2003 to 6 Apr 2005)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.