Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Imperial Capital (International) LLP
FRN 581374
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (28 Aug 2013 to 6 May 2016)
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- CF30 Customer (25 Nov 2010 to 14 Jul 2013)
- CF4 Partner (25 Nov 2010 to 14 Jul 2013)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF4 Partner (22 Aug 2007 to 30 Jun 2008)
- CF27 Investment Management (2 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.