Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Manager of certification employee (since 16 May 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
    • [FCA CF] Manager of certification employee (11 Jul 2018 to 4 Feb 2021)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • CF30 Customer (31 Mar 2011 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (24 Aug 2009 to 15 Oct 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (10 Jan 2008 to 15 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.