Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (22 Jan 2022 to 1 Aug 2022)
    • [FCA CF] Client dealing (22 Jan 2022 to 1 Aug 2022)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Material risk taker (26 Oct 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (26 Oct 2020 to 1 Aug 2022)
    • [FCA CF] Manager of certification employee (26 Oct 2020 to 1 Aug 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (10 Apr 2018 to 1 Aug 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Aug 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Aug 2022)
    • CF30 Customer (25 Jul 2008 to 6 Mar 2016)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Material risk taker (10 Apr 2018 to 1 Aug 2022)
    • [FCA CF] Client dealing (28 Nov 2016 to 1 Aug 2022)
    • [FCA CF] Manager of certification employee (28 Nov 2016 to 1 Aug 2022)
    • CF30 Customer (10 Nov 2011 to 18 Jul 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (10 Apr 2018 to 1 Aug 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Aug 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Aug 2022)
    • CF30 Customer (25 Jul 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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