Alec Raymond Wimbleton

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Compagnie Generale de Location d'Equipements UK

    FRN 959023

    • SMF16 Compliance Oversight (since 12 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jul 2024)
  • Positive Lending (UK) Limited (no longer approved here)

    FRN 607682

    • Responsibility for MCD Intermediation (16 Apr 2020 to 31 May 2024)
    • SMF16 Compliance Oversight (16 Apr 2020 to 31 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Apr 2020 to 31 May 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2024)
  • Welcome Mortgage Solutions Ltd (no longer approved here)

    FRN 479326

    • CF8 Apportionment and Oversight (21 Apr 2008 to 31 Mar 2009)
    • CF1 Director (21 Apr 2008 to 25 Oct 2009)
    • Responsible for Insurance Mediation (21 Apr 2008 to 15 Oct 2009)
  • Lifelink Services Ltd (no longer approved here)

    FRN 300474

    • CF4 Partner (AR) (2 Nov 2004 to 16 Sep 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (27 Aug 2002 to 30 Mar 2003)
  • Park Row Associates (k508) (no longer approved here)

    FRN 190108

    • (264)Employed By (27 Feb 2001 to 30 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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