Alec John Farley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Manager of certification employee (4 Aug 2022 to 14 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Nov 2024)
    • CF30 Customer (1 Nov 2007 to 2 Apr 2013)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.