Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Keith Bayley Rogers & Co Limited (no longer approved here)

    FRN 197385

    • CF30 Customer (1 Nov 2007 to 29 Sep 2009)
    • CF3 Chief Executive (8 Feb 2007 to 11 Dec 2008)
    • CF8 Apportionment and Oversight (3 Feb 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 Apr 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 11 Dec 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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