Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • [FCA CF] Significant management (16 Mar 2020 to 11 Oct 2025)
    • [FCA CF] Manager of certification employee (16 Mar 2018 to 11 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 11 Oct 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Mar 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2006)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.