Alberto Falconi

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (15 Dec 2021 to 17 Mar 2022)
    • [FCA CF] Material risk taker (20 Oct 2020 to 6 Nov 2022)
    • [FCA CF] Client dealing (2 Nov 2016 to 30 Mar 2023)
    • CF30 Customer (27 May 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.