Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 25 Mar 2024)
    • [FCA CF] Manager of certification employee (since 1 Oct 2022)
    • [FCA CF] Material risk taker (since 1 Oct 2022)
    • [FCA CF] Client dealing (since 1 Oct 2022)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 30 Sep 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2022)
    • CF30 Customer (9 Sep 2009 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (7 May 2004 to 21 Jul 2006)
    • CF23 Corporate Finance Adviser (27 Apr 2004 to 21 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.