Alberto De Vivo

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oakhill Independent Financial Services Limited

    FRN 453119

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • SMF16 Compliance Oversight (since 20 May 2025)
    • Responsible for Insurance Distribution (since 15 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (2 Oct 2006 to 31 Mar 2009)
    • CF1 Director (2 Oct 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2006 to 8 Dec 2019)
  • Charterhall (no longer approved here)

    FRN 154708

    • Employed By (22 Mar 2005 to 1 Jun 2005)
  • Oakhill Independent Financial Services (no longer approved here)

    FRN 193488

    • (1)Employed By (24 Mar 2000 to 19 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.