Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 3 Jun 2025)
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Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 3 Jun 2025)
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- [FCA CF] Client dealing (22 Jul 2022 to 11 Mar 2025)
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- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 20 Feb 2022)
- [FCA CF] Client dealing (10 Nov 2017 to 20 Feb 2022)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (14 Jun 2006 to 31 Oct 2007)
- CF26 Customer Trading (3 May 2006 to 14 Jun 2006)
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- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (14 Jun 2006 to 31 Oct 2007)
- CF26 Customer Trading (3 May 2006 to 14 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.