Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Dec 2009 to 12 Nov 2010)
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- CF30 Customer (1 Sep 2008 to 12 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 12 Nov 2010)
- CF29 Significant management (1 Nov 2007 to 2 Jun 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (25 Jun 2004 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 25 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.