Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rothesay Life Plc
FRN 466067
- [FCA CF] Client dealing (since 10 Dec 2019)
- [FCA CF] Significant management (since 10 Dec 2019)
- [FCA CF] Manager of certification employee (10 Dec 2019 to 25 Mar 2024)
- CF30 Customer (31 Jul 2014 to 9 Dec 2018)
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- CF30 Customer (11 Apr 2013 to 19 Dec 2013)
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- CF30 Customer (21 Mar 2013 to 19 Dec 2013)
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- CF30 Customer (27 Feb 2008 to 18 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.