Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 10 Feb 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (25 Mar 2021 to 24 Sep 2021)
    • CF30 Customer (22 Mar 2021 to 24 Sep 2021)
  • The Financial Advice Service Ltd (no longer approved here)

    FRN 682428

    • Employed By (22 Mar 2021 to 24 Sep 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (27 Mar 2019 to 18 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.