Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IFDC LIMITED (no longer approved here)

    FRN 114621

    • [FCA CF] Client dealing (31 Mar 2021 to 28 May 2024)
    • SMF9 Chair of the Governing Body (2 Mar 2020 to 28 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 28 May 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (18 Nov 2004 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 16 Jun 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 16 Jun 2009)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 16 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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