Alban Vauterin

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jul 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 19 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Jan 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Material risk taker (18 Dec 2020 to 19 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 19 Jul 2022)
    • [FCA CF] Client dealing (12 Feb 2019 to 30 Apr 2024)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 26 Jan 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 19 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 19 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Oct 2006 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (30 Aug 2005 to 13 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.