Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Client dealing (5 Jan 2018 to 9 Apr 2021)
    • [FCA CF] Manager of certification employee (5 Jan 2018 to 9 Apr 2021)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Client dealing (7 Sep 2016 to 9 Apr 2021)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 9 Apr 2021)
    • CF30 Customer (31 Jan 2012 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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