Alastair Valentine

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Norman Gray

    FRN 929419

    • (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • (2)4. Giving personal recommendations on retail investment products which are not broker funds
    • (4)[FCA CF] Functions requiring qualifications (since 10 Dec 2020)
    • (3)[FCA CF] Client dealing (since 10 Dec 2020)
  • Norman Gray (no longer approved here)

    FRN 220159

    • (2)Employed By (11 Jan 2012 to 30 Nov 2020)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (30 Dec 2011 to 30 Nov 2020)
  • The Jim Smith Financial Practice (no longer approved here)

    FRN 211390

    • Employed By (25 Apr 2002 to 27 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Client dealing at Norman Gray

  2. controlled function removed: [FCA CF] Functions requiring qualifications at Norman Gray

  3. controlled function removed: 4. Giving personal recommendations on retail investment products which are not broker funds at Norman Gray

  4. controlled function removed: 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Norman Gray

  5. controlled function added: (1)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met) at Norman Gray

  6. controlled function added: (2)4. Giving personal recommendations on retail investment products which are not broker funds at Norman Gray

  7. controlled function added: (3)[FCA CF] Client dealing at Norman Gray

  8. controlled function added: (4)[FCA CF] Functions requiring qualifications at Norman Gray